Uniform Securities Act - PDFSEARCH.IO - Document Search Engine

Uniform Securities Act
Results: 366

#	Item
211	North American Securities Administrators Association Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:48:40 Financial economics Finance North American Securities Administrators Association Capital market Securities fraud Securities regulation in the United States Uniform Securities Act Uniform Combined State Law Exam United States securities law Financial regulation Financial system
212	NEW YORK STATE UNIFORM FIRE PREVENTION AND BUILDING CODE AND NEW YORK STATE ENERGY CONSERVATION CONSTRUCTION CODE CODE CHANGE PROPOSAL: 2007 Submitter Add to Reading List Source URL: www.dos.ny.gov Language: English - Date: 2013-10-11 14:15:11 United States corporate law United States securities law Regulatory Flexibility Act Dodd–Frank Wall Street Reform and Consumer Protection Act United States administrative law Impact assessment United States federal banking legislation
213	August 10, 2004 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street NW Washington DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-08-10 12:18:01 Finance Audit Public Company Accounting Oversight Board Uniform Standards of Professional Appraisal Practice American Society of Appraisers Sarbanes–Oxley Act Information technology audit process Real estate appraisal Accountancy Auditing Business
214	Microsoft Word[removed]amended unofficial text musa w comments.doc Add to Reading List Source URL: www.maine.gov Language: English - Date: 2012-07-10 14:00:26 Finance Uniform Securities Act Investment Advisers Act Securities Act Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Covered security Security United States securities law Financial regulation Financial economics
215	Microsoft Word - WEAAD and S A F E.doc Add to Reading List Source URL: in.gov Language: English - Date: 2014-09-04 16:24:11 Healthcare reform in the United States Medicare Presidency of Lyndon B. Johnson Elder abuse Investor education Uniform Securities Act Secretary of State of Indiana Securities fraud Fraud Ethics Law Federal assistance in the United States
216	ALABAMA SECURITIES COMMISSION Special Legislative Edition Issue V March 2004 Add to Reading List Source URL: www.asc.alabama.gov Language: English - Date: 2009-02-25 13:16:53 Economics Securities fraud Uniform Securities Act Joseph Borg Securities regulation in the United States U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Investor education Fraud United States securities law Law Financial system
217	ALABAMA SECURITIES COMMISSION Issue VI Special Legislative Edition Director’s Comment to the Add to Reading List Source URL: www.asc.alabama.gov Language: English - Date: 2005-02-09 16:27:04 Financial regulation Securities Corporate crime U.S. Securities and Exchange Commission Securities fraud Joseph Borg Uniform Securities Act Securities regulation in the United States Texas State Securities Board United States securities law Fraud Economics
218	Microsoft Word - 06report.doc Add to Reading List Source URL: www.ilga.gov Language: English - Date: 2006-11-27 17:50:09 National Conference of Commissioners on Uniform State Laws Business law Uniform Securities Act Uniform Probate Code Uniform Anatomical Gift Act Uniform Limited Liability Company Act Uniform Child Abduction Prevention Act Model act Registered agent Law United States law Uniform Acts
219	Uniform State Law Examination Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:48:07 Finance United States securities law Investment 73rd United States Congress United States Securities and Exchange Commission Financial adviser Securities Act Fiduciary Broker-dealer Law Financial economics Business
220	NASAA Performance-Based Compensation Exemption for Investment Advisers Model Rule 102(f)-3, under the Uniform Securities Act of[removed]Includes proposed revisions] Rule 102(f)-3 Performance-Based Compensation Exemption (a Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:56:08 Investment Business Investment Advisers Act Financial adviser Investment Advisor Investment Company Act Registered Investment Advisor Hedge fund Finance Financial economics 76th United States Congress

UPDATE